Class 14: Responses to Political Violence

Disengagement, deradicalisation (individual), demobilisation (organisational)

Opening notes

Klausur instructions and brief review

  • exam-day instructions
  • quick review of Vorlesung material, themes:
    1. historical experience
    2. Constitutional Court
    3. parliamentary system, executive dominance
    4. cooperative federalism
    5. elections, parties, and party system change

Klausur instructions

  • 2 February (Monday) at (promptly!) 8.00 in the AudiMax
  • arrive at 7.45 to get checked in
  • bring your ID!
  • consider going to the toilet before entering Audimax…

Klausur instructions

  • time management: e.g., 15 minutes each for 3 Vorlesung questions; 45 minutes for 1 essay question
  • FIVE questions provided — THREE must be answered
  • Questions consist of factual knowledge component and analytical component
  • Overview of central topics in the lecture plan (under ‘Organisatorisches’). Exam questions relate to these central topics
  • Reference to central articles of the Basic Law relevant for some questions (e.g. Eternity clause Art. 79, Paragraph 3 of the Basic Law; Art. 21 bz Regulation of parties)
  • details about other countries are not required knowledge

Quick review of Prof. Bolleyer’s course material

  • FIVE themes in the Vorlesung course
    1. Germany as system shaped by historical experience
    2. Federal Constitutional Court as above day-to-day politics vs. strategic actor (Vanberg model)
    3. Germany classified as parliamentary system that invites executive dominance
    4. Germany classified as case of cooperative federalism
    5. Elections, parties, and party system change

1. Germany as system shaped by history - basics

  1. Constitutional state based on fundamental rights & parliamentary representative democracy
  2. Designed for power sharing/taming the power of the executive
  3. “Semi-sovereign” state – democratic principle restricted by constitutionality/court
  4. Central role of the parties; simultaneously multi-party system (numerous “veto players”)
  5. State of grand coalitions: tension between party competition and cooperation pressures (federalism)
  6. “Delegating state” (e.g. collective bargaining, central bank)
  7. “Open state” transfer of sovereignty (EU) –> elements counteract the concentration of power in the executive

1. Germany as system shaped by history

  • Lessons from Weimar: e.g., Eternity clause Art. 79 Abs. 3
  • Areas of focus:
    1. constitutional principle vs. democratic principle (BRD: constitutional sovereignty, UK: parliamentary sovereignty);
    2. substantive vs. procedural understanding of democracy (different from the Weimar Constitution)
  • Key concept: wehrhafte Demokratie
    • “defensive democracy” –> intended to prevent democracy from abolishing itself through democratic procedures
    • e.g., Eternity clause; forfeiture of basic rights (Art. 18 GG); group ban (Art. 9 Abs 2 GG); party ban (Art. 21 Abs 2 GG); constitutional protection offices; officials’ duty to be loyal to the constitution (Article 5, 33 GG)
  • Logic of consensus democracy: gov. responsive to as many citizens as possible; maximal interests integrated into decision-making process –> prevent tyrannous majority

2. Federal Constitutional Court

  • independence of BVerfG as sign of separation of powers (checks and balances): “guardian of the constitution”; appointment of judges, required qualifications of judges
  • Forms of (self-)limitation
    1. how political context influences whether the BVerfG declares laws unconstitutional (abstract norm control)
    2. Court relies on enforceability and acceptance
    3. Court tend to exercise restraint in times of crisis (e.g. Corona)
    4. Legislators can change the organisation and resources of the court (with a simple majority, no Federal Council veto)
    5. Legislators can change rules by amending the constitution
    6. Federal Constitutional Court only takes action after a lawsuit

3. Germany: parliamentary system, executive dominance

  • separation of powers (less helpful to understand exec.-leg. relation in parliamentarism — different in presidentialism)
  • Primary characteristic of parliamentarism: dependence of the executive on the legislature
    • result: functional interlocking of powers - government & government majority/factions dominate legislation (“interlocking” also through the government’s right of initiative)
    • opposition factions exercise ‘control rights
  • Central institutional mechanisms:
    • election of the chancellor (chancellor majority)
    • confidence vote and constructive vote of no confidence – promotes stability (cf. Weimar!)

4. Germany classified as case of cooperative federalism

  • Cooperative federalism in Germany (vs. dual federalism/separate federalism (e.g. USA))
    • Essentially an executive federalism (state governments in the Bundesrat influence the national constitution, implementation of laws by state administrations centrally)
    • Distribution of powers that encourages cooperation: e.g. competing legislation; community tasks; also: financial integration (community taxes) (vs. clear “separation” in dual/separate federalism)
    • Article 72, Paragraph 2 of the Basic Law “establishment of equal living conditions in the federal territory” (“unitary federalism”) –> Political integration also through voluntary, horizontal cooperation: Conferences of Ministerpräsidenten
  • Bundesrat - strong second chamber: legislative power of consent
    • Composition: government representatives of the states (unlike the classic Senate model)

5. Elections, parties, and party system change

  • Political participation: all activities that citizens do voluntarily with the goal to influence the political system
    • conventional (e.g., voting) vs. unconventional (e.g., protesting)
      • trend towards individual participation forms—away from collective forms (societal changes such as individualisation, secularisation)
    • Voting/elections are central form of participation
      • responsiveness mechanism (according to voter preference) –> increasing tension here
      • generates: legitimation, mobilisation, recruitment, representation, etc.

5. Elections, parties, and party system change

  • Parties: political groups that present candidates for public office (Sartori 1976/2000)
    • parties as “transmission belts” (like interest groups), but operate in society and within political institutions
    • in DE, parties are ‘institutional actors’ or ‘state organs’ (Art. 21 GG)
    • central aspects: participation in political decision-making; obligation of intra-party democracy; state financing (and accountability); possible party ban

5. Elections, parties, and party system change

  • party system: the system of interactions resulting from inter-party competition (Sartori 1976)
  • focus on new ‘players’ in the system or on system characteristics
  • context: established parties face challenges (shrinking membership, sinking trust, greater vote competition from newcomers [Grüne, AfD, BSW], new cleavages)
  • relevant system elements:
    • format: number of parties
    • fragmentation: parties relative size/strength
    • content: policy/ideological position of a parties
    • polarisation: ideological/policy distance between parties
    • segmentation: coalition potential of parties

Vorlesung: example question

“How has political participation in Germany changed over the last four decades and what are the key explanatory factors for this?”

„Wie hat sich politische Partizipation in Deutschland in den letzten vier Jahrzehnten gewandelt und was sind zentrale Erklärungsfaktoren dessen?“

  • Remember: questions consist of factual knowledge component and analytical component
    • no Pro/Contra discussion – not enough time
  • Here, political participation is the key concept (factual knowledge)
    • what does it mean? Explain it briefly in your answer
    • Discuss briefly: less party participation; expansion of participation forms (e.g., protests, petitions); emergence of online participation –> more individualised participation, less collective
  • Causes for these changes (analytical knowlege)
    • secularisation (less religious adherence), expansion in education, change in values, technological innovations (for digital participation) –> all favour more individual participation, less collective

Pointers on research papers

  • basics of a good paper:
    • introduction
    • main body
    • conclusion
  • golden rules for any paper

Basics of a good paper - introduction

  • What?
    • What is the puzzle or research question?
    • There are two types of questions: interesting questions and researchable questions — unfortunately, there is quite limited overlap between them…
      • a main challenge in research is to find a way to transform a big, interesting question into a researchable one (this is the intricacy of research design)
  • Why? Theoretical, methodological, and/or practical relevance
  • How? Structure of the argument/paper
  • About 10% of entire paper

Basics of a good paper - main body

  • Case selection
    • Which cases (what population)? When? Why?
    • Scope conditions
  • Phenomenon of interest
    • Definitions \(\rightarrow\) systematised concepts \(\rightarrow\) indicators/operationalisation \(\rightarrow\) data source
    • specify what kind of data you will use and where it comes from
  • For descriptive analysis
    • Consider creating a typology/multi-dimensional concept
  • For causal analysis: potential causes of your DV/outcome
    • theories, hypotheses, and causal mechanisms

Basics of a good paper - conclusion

  • Brief summary of argument (and findings)
  • What is it that you are NOT saying and investigating?
  • Future research
  • Maximum 10% of text

Golden rules for any paper

  • Structure: paper should have a structure which is
    • clear, summarised in introduction, explicit as the paper unfolds
    • One paragraph = one idea
    • Help your reader: (i) sum up a section, (ii) link to/justify next section
  • Answer the question you have chosen:
    • a tragic mistake is to give a brilliant answer to a question that is subtly different to the one you asked
  • Writing:
    • words have precise meanings, use them with care—they are the tools of the scholarly trade!
    • KISS (keep it simple, stupid): clear words; short sentences

Disengage, deradicalise, demobilise

  • concepts (refresher)
  • some weighty discussion points
  • Fillieule (2009) (a dense sociological piece), ‘defection’
    • ideology, weakening socialisation
    • resources, rewards
    • networks and identities
    • inconsistent repression effects
  • Gaudette et al. (2022), disengaged but still radical
  • tricky case of deradicalisation
  • organisational demobilisation

Refresher: (de)radicalisation - core concepts

  • radicalisation (change in belief): process of connecting with and adopting radical or extremist ideology—does not necessarily result in violence or ‘engaging’ in extremist activity

  • engagement (change in behaviour): (in this context) process or act of performing radical or extremist activity, especially violence

  • deradicalisation (change in belief): “process by which an individual is diverted from an extremist ideology, eventually rejecting an extremist ideology and moderating their beliefs” (Gaudette, Scrivens, and Venkatesh 2022, 1)

  • disengagement (change in behaviour): “process by which an individual decides to leave their associated extremist group or movement in order to reintegrate into society” (Ibid.)

Refresher: (de)radicalisation - core concepts

  • deradicalisation (change in belief): “process by which an individual is diverted from an extremist ideology, eventually rejecting an extremist ideology and moderating their beliefs” (Gaudette, Scrivens, and Venkatesh 2022, 1)
  • disengagement (change in behaviour): “process by which an individual decides to leave their associated extremist group or movement in order to reintegrate into society” (Ibid.)

Why might individuals disengage from politically violent organisations? And deradicalise? Who might be susceptible to disengage and deradicalise, what types of persons?

Some good discussion points to ponder

  • How has the process of disengagement and deradicalisation changed over the centuries, if it has at all?
  • Are there (predictable) differences in disengagement and deradicalisation depending on the politically violent group?
    • consider group-community interwovenness; perhaps easier to relocate now; but also easier to remain in contact
  • Can police, social workers or penal system workers meaningfully influence the process of disengagement and deradicalization?
    • policy evaluation of EXIT programmes?
    • examples of EXIT programmes reaching out to radical communities (operation ‘Trojan T-Shirt’)

Fillieule (2009) - ‘forms of defection’

  • defection, disengagement, withdrawal, disaffiliation, leaving - some conceptual muddle to address
  • collective defection (group splintering or departure of an “entire affinity group”)
  • isolated defection (changes to biographical availability, lost commitment)
    • Davenport (2015), two types: burnout/exhaustion (inability to continue) and lost commitment (unwillingness to continue)
  • Introvigne’s (1999) types:
    • defectors - leaving org by negotiation/agreement
    • apostates - becoming org’s professional enemy
    • ordinary leave takers - disappear, disengage quietly
    • Fillieule (2009): this typology is incomplete, needs augmenting

Fillieule (2009) - methodological approach

  • common ground with Horgan (2008; 2014)
  • move away from focus on determinants and factors to focus instead on process
    • consequent methodological choices …

Fillieule (2009) - methodological approach

  • common ground with Horgan (2008; 2014)
  • move away from focus on determinants and factors to focus instead on process
    • consequent methodological choices …

we must first investigate the individuals and their life story and then question the manner in which their existence is partly determined by structural factors at the meso and macro levels. Which means adopting the framework of a comprehensive sociology, attentive to the justifications of the actors.

  • necessity of ‘multi-level analysis’
    • micro: dispositions, socialisation; meso: secondary socialisation in protest groups, ‘organisational modelling,’ strength of ‘role taking,’ dependence on the group, etc.; macro: political context, repression and opportunities

Fillieule (2009) - some additional definitions

  • radical organisation - “any form of organization ready to operate outside of the legal framework and to resort to violence, whether because it feels that the conventional forms of action are ineffective, or because repression leaves no other alternative than violence or the dissolution of the group.”
  • violent action - “a vast array of more or less long lasting or extreme forms of commitment, including violence against oneself (e.g. immolation, suicide attacks) or against others (e.g. assassination, so called ‘terrorist’ acts, guerilla, etc.).”

Fillieule (2009) - theory-building

  • two series of mechanisms
    1. the complex effects of organisational moulding on individuals caught up in radical groups
    2. the ambivalent effects of repression and the criminalisation of radical activities

Fillieule (2009) - ideology, weakening socialisation

  • two modes of weakening ideological commitment
    1. due to a change of political climate
      • Whalen and Flacks (1989) show that after The Vietnam War ended and the repression of leftist movements intensified in the US, militant groups began to re-evaluate the chances of success of the revolutionary project, as well as the cost of commitment.
    2. cracks in consensus, factions, splits
      • e.g., “… in the context of the failed Red Brigades kidnapping of Aldo Moro in 1977, conflicts emerged between the groups of prisoners and the external management of the movement, at the same time as the state was creating a special category for those who left the organisation and accepted to collaborate with the State, thus providing opportunities for withdrawal and treason (Moretti, 2004).

Fillieule (2009) - resources, rewards

  • rewards - the material or symbolic benefits individuals think they receive from their commitment
  • complex dynamic with rewards, though
    • the more one had to sacrifice to enter the group and remain a member, the higher the cost of defection” (cf. Kanter 1968)
  • symbolic level, must account for:
    • public image of the group
    • social legitimacy
    • acceptance of justification to use of violence

Fillieule (2009) - social networks and identities

  • forms of attachment (Kanter)
    1. maintenance: sacrifice and investment enhance attachment (individual)
    2. cohesion: affective links between individuals and emotions enhance attachment (collective)
      • renunciation: withdrawal from relationships outside group
      • communion: the ‘we’ feeling
    3. control: reciprocal (asserting and giving up of) control relationship enhances attachment
      • mortification: loss of individuals’ sense of self-determination (replaced by group identification)
      • denial: unconditional dedication to an authority

Fillieule (2009) - inconsistency of effects of repression

  • Repression benefiting mobilisation:
    • moral shocks, incidents of emotional mobilisation
    • theory of frustration
  • Repression hindering mobilisation:
    • decapitate a movement
    • drive up costs/risks

responding to (perceived) repression, a recent example (25.6.2023, London)

Fillieule (2009) - effects of repression

  • may lead to block recruitment: mobilising entire families from the same villages and associations
    • PKK, IRA, ETA
  • encourages clandestine activity
  • intensifies competition among rival groups

Fillieule (2009) - methods recommendations

  1. move away from IVs and DVs, towards ‘thick description’
  2. move away from mono causal explanations by discerning factors explaining individual behaviour at the three interrelated micro-meso, micro-macro and meso-macro levels
  3. move from synchronic (i.e., at one point in time) to diachronic (i.e., over time) mechanisms for context, organisational, individual change
  4. move away from purely agency or purely structural approaches, towards ‘interactionist sociology
  5. focus on individual level (i.e., one’s life course and the justifications they give for their actions) and, through individuals, manifestation of micro-, meso-, and macro-level factors

disengaged but still radical - Gaudette et al. (2022)

  • in-depth interviews with Canadian former right-wing extremists
    • interview questions provided by Canadian law enforcement officials and local community activists

prior to conducting the interviews with formers, we consulted with key stakeholders, namely Canadian law enforcement officials and local community activists, and they developed a list of interview questions that they would ask formers and those questions were incorporated into the interview guide. The purpose of this approach was simple: rather than developing an interview guide that was derived from an academic perspective only, we included interview questions from key stakeholders for the purposes of developing a multidimensional, multi-perspective interview guide.

  • ethical implications?
  • data: 10 former RWEs, recruited using a snowball sampling technique

data (Gaudette, Scrivens, and Venkatesh 2022)

findings (Gaudette, Scrivens, and Venkatesh 2022)

Reasons for leaving (note multiplicity of reasons)

Freq.
Birth of a child 4
Reunite with family 1
Emotional burnout 3
Physical burnout 1
Disillusionment 6
  • disengagement: multifaceted and multidimensional process composed of various interrelated reasons
  • generalisability? across movements (other RWE? Islamists? left-wing?)? across countries? across periods?
  • strategies of disengagement
    • time away from and placing physical distance between themselves and movement adherents (including imprisonment (p12))
    • leaning on family and friends outside of extremism for support during early disengagement stages
  • hard-wired beliefs’: disengaged but not deradicalised
    • retention of radical beliefs are strong predictors of reengagement in violent extremism (Altier, MB, Boyle, EL, & Horgan, J. (2021))

a tricky case of individual deradicalisation

(in German)

Click to listen

https://www.zeit.de/politik/2023-07/sterbehilfe-gesetz-bundestag-nachrichtenpodcast

should Beate Zschäpe be eligible for a deradicalisation programme? Including the incentives for participation (i.e., sentence reduction)?

Organisational demobilisation - Cronin (2006)

  • Background: grappling with U.S. combat against al-Qaida
  • Cronin (2006) argues: past experience can (must!) inform attempts to combat al-Qaida (and politically violent groups)

On average, modern terrorist groups do not exist for long. According to David Rapoport, 90 percent of terrorist organisations have a life span of less than one year; and of those that make it to a year, more than half disappear within a decade.

  • Ideology seems to matter: of left-wing, right-wing, or ethnonationlist/separatist groups, ethnonationalist/separatist have had the longest average life span
    • why might this be?

Organisational demobilisation - Cronin (2006)

  • Background: grappling with U.S. combat against al-Qaida
  • Cronin (2006) argues: past experience can (must!) inform attempts to combat al-Qaida (and politically violent groups)

On average, modern terrorist groups do not exist for long. According to David Rapoport, 90 percent of terrorist organisations have a life span of less than one year; and of those that make it to a year, more than half disappear within a decade.

  • Ideology seems to matter: of left-wing, right-wing, or ethnonationlist/separatist groups, ethnonationalist/separatist have had the longest average life span
    • why might this be?
    • their greater average longevity seems to result, at least in part, from support among the local populace of the same ethnicity for the group’s political or territorial objectives.

Organisational demobilisation - Cronin (2006)

Terrorist groups generally cannot survive without either active or passive support from a surrounding population.

  • Active support: hiding members, raising money, joining the organization

  • Passive support: ignoring obvious signs of terrorist group activity, declining to cooperate with police investigations, sending money to organizations that act as fronts for the group, expressing support for the group’s objectives

  • the need to overcome apathy

Apathy is a powerful force; all else being equal, most people naturally prefer to carry on their daily lives without the threat of being targeted by counterterrorism laws, regulations, sanctions, and raids.

Organisational demobilisation - Cronin (2006)

Key factors Notable historical examples
Capture/Kill leader(s) Shining Path; Kurdistan Workers’ Party; Real Irish Republican Army; Aum Shinrikyo
Unsuccessful generational transition Red Brigades; Second of June Movement; Weather Underground; Baader-Meinhof group (Red Army Faction); The Order; Aryan Resistance Army
Achievement of the cause Irgun/Stern Gang; African National Congress
Transition to a legitimate political process/negotiations Provisional Irish Republican Army; Palestinian Liberation Organization; Liberation Tigers of Tamil Eelam; Moro Islamic Liberation Front
Loss of popular support Real Irish Republican Army; Basque Homeland and Freedom (ETA); Shining Path
Transition toward criminality Abu Sayyaf; Revolutionary Armed Forces of Colombia
Transition toward full insurgency Khmer Rouge; Guatemalan Labor Party/Guatemalan National Revolutionary Unit; Communist Party of Nepal-Maoists; Kashmiri separatist groups (e.g., Lashkare-Toiba and Hizbul Mujahideen); Armed Islamic Group (Algeria)

Uniqueness of al-Qaida? Cronin (2006)

  • Four characteristics distinguish al-Qaida:
    1. fluid organisation; 2. recruitment methods; 3. funding; 4. means of communication

“No previous terrorist organization has exhibited the complexity, agility, and global reach of al-Qaida, with its fluid operational style based increasingly on a common mission statement and objectives, rather than on standard operating procedures and an organizational structure.”

“…many terrorism experts agreed that al-Qaida could best be described as a franchise organization with a marketable ‘brand.’”

THANK YOU!

  • No class next week – good luck on your exam!
  • Essays (for those not taking Klausur) due 2026-03-07
  • Thank you for the feedback on course evaluations: if you have any follow-ups, please write to me or see me during office hours

Thanks for coming and being great students!

Any questions, concerns, feedback for this class?

Anonymous feedback here: https://forms.gle/NfF1pCfYMbkAT3WP6

Alternatively, please send me an email: m.zeller@lmu.de

References

Cronin, Audrey Kurth. 2006. “How Al-Qaida Ends: The Decline and Demise of Terrorist Groups.” International Security 31 (1): 7–48.
Davenport, Christian. 2015. How Social Movements Die. Cambridge: Cambridge University Press. https://doi.org/10.1017/cbo9781139649728.
Fillieule, Olivier. 2009. “Disengagement from Radical Organizations. A Process and Multi-Level Model of Analysis.” In Movements in Times of Transition, edited by Bert Klandermans and Cornelius van Stralen, 1–29. Minneapolis: University of Minnesota Press.
Gaudette, Tiana, Ryan Scrivens, and Vivek Venkatesh. 2022. “Disengaged but Still Radical? Pathways Out of Violent Right-Wing Extremism.” Terrorism and Political Violence 00 (00): 1–26. https://doi.org/10.1080/09546553.2022.2082288.
Horgan, John. 2008. “From Profiles to Pathways and Roots to Routes: Perspectives from Psychology on Radicalization into Terrorism.” Annals of the American Academy of Political and Social Science 618 (1): 80–94. https://doi.org/10.1177/0002716208317539.
Horgan, John G. 2014. The Psychology of Terrorism. Abingdon: Routledge.