Class 2: Social Movement Theories

Collective behaviour, resource mobilisation, political processes

Opening notes

Students’ favourite cities

Presentation groups

Remember: topic to me at least by Week 4

Presentations line-up
Date Presenters Method
4 Dec: TBD
11 Dec: TBD
18 Dec: TBD
Presentations line-up
Date Presenters Method
8 Jan: TBD
15 Jan: TBD
22 Jan: TBD
29 Jan: TBD

Reviewing prominent social movement theories

  • Collective behaviour theory
  • Resource mobilisation theory
  • Political process theory

Collective behaviour theory (CBT)

fundamental question: why is this thing happening?

  • reckoning with legacy of interwar era:
    • why was their the national socialist movement?
    • why was their the Bolshevik revolution?
    • why did people join such movements instead of participating in ‘institutional politics’?

Collective behaviour theory (CBT)

fundamental question: why is this thing happening?

  • a mix of sociological and psychological approach—influenced by Durkheim and Marx
  • movements as consequences and manifestations of strain, deprivation, and grievance
    • movements are ‘abnormal’ (contrary to idea of ‘movement society’)
  • movements as part of ‘emergent phenomena,’ ranging from trends and gossip, to collective action, up to and including insurrection and revolution

Collective behaviour theory (CBT)

fundamental question: why is this thing happening?

  • CBT struggles to predict (Piazza 2017): not everyone is aggrieved engages in collective action
    • BUT several core concepts—grievance, (relative) deprivation—endure (e.g., van Stekelenburg and Klandermans 2013 on the social psychology of protest)
      • Because… even if they are neither necessary nor solely sufficient, CBT concepts refer to important motivations for many movement participants

Resource mobilisation theory (RMT)

fundamental question: how is this thing happening?

  • focus on organisations: how they mobilise and campaign in strategic pursuit of goals

Types of resources:

  • material (finances, property, supplies),
  • human (quantity and expert quality of members/activists),
  • organisational (capacity to disseminate and enact strategy),
  • moral (solidarity support, legitimacy and sympathetic support)
  • others?

Resource mobilisation theory (RMT)

fundamental question: how is this thing happening?

Political process theory (PPT)

fundamental question: what makes/shapes this thing that is happening?

  • situates RMT organisational focus within wider socio-political context
  • movements are products of the political environment in which they emerge, responding to socio-political changes (opportunity/threat) and being met with (broadly) facilitation or repression (Tarrow 2011) (or disregard)

Political process theory (PPT) - POS concept

fundamental question: what makes/shapes this thing that is happening?

  • key concept: political opportunity structure

“are comprised of specific configurations of resources, institutional arrangements and historical precedents for social mobilisation, which facilitate the development of protest movements in some instances and constrain them in others” (Kitschelt 1986, 58)

Political process theory (PPT) - DOS concept

fundamental question: what makes/shapes this thing that is happening?

  • related to POS: discursive opportunity structure (Koopmans and Olzak 2004, 202–5): aspects of the public discourse that determine a message’s chances of diffusion in the public sphere

Political process theory (PPT) - DOS concept

discursive opportunity structure (Koopmans and Olzak 2004, 202–5): aspects of the public discourse that determine a message’s chances of diffusion in the public sphere

Discursive opportunity Description
Visibility in public sphere, messages > available space (thus, competition)
claim makers aim to get messages into public discourse
gatekeepers select, shape, amplify, or diminish messages
Is the message visible? - a necessary condition to influence discourse
Resonance Does the message provoke reactions from others in public sphere?
Is the message supported? (consonance) --- Is the message opposed? (dissonance) (either can help replicate the message)
Legitimacy to what degree is the message supported (vs. opposed) in the public sphere?
highly legitimate messages may have no resonance at all because they are uncontroversial, while highly illegitimate messages may have strong resonance

More on social movement theories next week

  • we will cover framing and civil society

  • other theories/approaches that we will not cover: constructivist approaches; ‘new social movements’; political mediation model; field theory; relational/network approaches

    • though we may encounter these in some of the readings

Political Opportunity Structures studies

  • Kitschelt (1986)
    • research justification
    • case selection
      • comparative case design
    • POS components and effects
  • Boudreau (1996)
    • historical development
    • select observations

Kitschelt (1986) - research justification

POS: Astra inclinant, sed non obligant. (‘The stars incline us, they do not bind us.’)

While they do not determine the course of social movements completely, careful comparisons among them can explain a good deal about the variations among social movements with similar demands in different settings, if other determinants are held constant.

In a nutshell, this is what Kitschelt sets out to test

Kitschelt (1986) - quick student question on the reading

What does Kitschelt mean here?

A particularly useful outgrowth of this research is the identification of a curvilinear relationship between openness and movement mobilization, which shows that very closed regimes repress social movements, that very open and responsive ones assimilate them, and that moderately repressive ones allow for their broad articulation but do not accede readily to their demands.

Kitschelt (1986) - case selection

  • anti-nuclear movements in France, Sweden, US, W. Germany. Why?
  • all share similar objective
  • similar organisational origins (local, 1970s)
  • similar contextual origins (same ‘threat’ of nuclear power in each)
  • similar mobilisation sources (‘middle-class radicalism’)
  • BUT: different political/institutional contexts
    • open/closed political input structures; strong/weak political output structures
  • what do we call this type of case selection strategy?

Comparative case selection

x = causal variable; y = phenomenon to be explained

MDSD (most different systems design)

Case 1 Case 2 _
a d overall
b e differences
c f
x x crucial
y y similarity

MSSD (most similar systems design)

Case 1 Case 2 _
a a overall
b b similiarities
c c
x not x crucial
y not y difference

Further on case selection strategies, see Gerring (2007, e.g., pp. 89-90)

Kitschelt (1986) - 3 POS effect on movements

  1. What resources (‘coercive, normative, remunerative and informational’) can an emergent movement draw upon?
    • note the improvement on RMT, resources depend on context
  1. How can movements access the public sphere and political decision-making? (what laws regulate such access)
  1. Are there other movements that model (and ease) mobilisation and movement emergence?

Kitschelt (1986) - POS components

Kitschelt highlights to components of POS relevant to the movements he studies: (1) political input structures and (2) policy implementation capacity

This is part of concept formation

Concept formation - Adcock and Collier (2001, 531)

Kitschelt (1986) - POS components

  1. political input structures
    1. number of parties/electoral influences (more = more open)
    2. legislative policy control (more = more open)
    3. accessibility of executive to interest groups (more = more open)
    4. mechanisms to aggregate demands and build policy coalitions (more = more open)
  1. policy implementation capacity
    1. state apparatus centralisation (more = stronger effective implementation)
    2. government control over market (more = stronger effective implementation)
    3. independence of the judiciary (more = weaker effective implementation)

Kitschelt (1986) - case differences

Political input structures
_
Open and responsive Closed and unresponsive
Policy implementation capacity Weak United States West Germany
Strong Sweden France
  • (relatively) open and responsive input structures (Sweden, U.S.) = possibility to impact policy
    • (relatively) closed insisted on pre-determined policies
  • Weak implementation capacity offers opportunity for disruption
  • Strong implementation capacity could shield policy from attacks

Kitschelt (1986) - hypotheses

Political input structures
_
Open and responsive Closed and unresponsive
Policy implementation capacity Weak (1) assimilative movement strategies dominant, (2) significant procedural impacts, (3) substantive impacts: tendancy towards policy stalemate; medium low innovation, (4) few structural pressures (United States) (1) confrontational and assimilative movement strategies, (2) few procedural impacts, (3) few substantive impacts, tendency towards policy stalemate, very low innovation, (4) strong structural pressures (West Germany)
Strong (1) assimilative movement strategies dominant, (2) significant procedural gains, (3) high substantive policy innovation, (4) few structural pressures (Sweden) (1) confrontational movement strategies dominant, (2) few procedural impacts, (3) limited substantive elite reform; low-medium innovation, (4) strong structural pressures (France)

Kitschelt (1986) - anti-nuclear strategies

Assimilative strategies
aimed at political inputs
Assimilative strategies
aimed at political outputs
Confrontational strategies against process
Lobbying/ petitioning Elections/ referendums Interventions in licencsing Litigation in courts Demonstration, disobedience
United States high high high high low
Sweden high high low low medium
West Germany low low (later: high) high high high
France low low (later: high) low low high

Kitschelt (1986) - procedural and substantive impacts

  • what procedural impacts did anti-nuclear movements have? what (other) procedural impacts could policy-oriented movements have?

  • what substantive impacts did anti-nuclear movements have (that Kitschelt examined)?

Kitschelt (1986) - findings

  • hypotheses generally confirmed
    • Sweden and (to lesser extent) U.S. search for new policies
    • France and (to lesser extent) W. Germany stayed on policy course
    • U.S. and W. Germany movements had chance to disrupt implementation
    • Sweden and France movements had no chance to disrupt implementation

Theories are fruitful only if they can be applied to cases beyond the ones they were first designed to explain. (p. 84)

Kitschelt (1986) - key takeaways

  • what did you learn from this article?
  • POS shapes movements and some movements can shape POS
  • concept formation of POS should be specific to a given movement
  • even in high stakes policy arenas (e.g., energy politics) movements can have impact

Boudreau (1996) - set-up

  • social science theories (including PPT for social movements) are often developed in the ‘North’
    • theory requires adjustment
  • structural (cross-national) (Kitschelt 1986) or time-series (McAdam 1982; Tarrow 2011)
  • a dense proposal of how to study any type of movement, anywhere

Boudreau (1996) - historical development (Tilly)

  • state expansion (including improved communication networks, rising middle class, etc.) helps to create an audience
    • incentivises demonstrations as collective action repertoire

seeks to accumulate influence within a political structure, to communicate a demand, convey resolve, and (where the polity is unresponsive) raise the costs of disregarding the movement. … They play to the polity (and to allies) whose subsequent action resolves movement grievances. … Demonstrations inconvenience or embarrass authorities and establish the movement’s social support but never themselves attain the collective goal. (p. 181)

Boudreau (1996) - historical development (Tilly)

  • state expansion (including improved communication networks, rising middle class, etc.) helps to create an audience
    • direct action repertoires

seize resources to satisfy their demands or take unilateral action to resolve a grievance. … Direct action seeks itself to achieve collective goals. (p. 181)

  • in line with Kitschelt (1986), POS shapes mobilisation: ‘closed’ and ‘centralised’ more inviting for direct action; ‘open’ and ‘decentralised’ more inviting for demonstration

Boudreau (1996, 178)

SMOs attract mass support by offering more promising avenues (massed demonstration, armed battle, land occupation) to achieve popular goals than existing modes of action

Boudreau (1996, 177) - sequence for research

  • identification of collective repertoires and their relationships to the new cases’ structural environments
    • Political opportunity structure is specific—not general
  • how does short-term structural variation encourage mobilisation
  • how do differences between differently structured states influence the frequency or intensity of mobilisation

McAdam’s caution: “[I]t is critical that we be explicit about which dependent variable we are seeking to explain, and which dimensions of political opportunity are germane to that explanation.”

  • Two principles (p. 186)
    1. Social/political structures limit possible forms of collective action, thus limiting opportunities
    2. Opportunities influence activity by altering the prospects of different forms of struggle

Boudreau (1996) - select observations

  • Poverty and levels of oppression are fundamental structural variables underlying all POS (p. 179) [cf. Piven and Cloward (1979); Scott (1985)]
  • Campaigns must win/provide benefits or else face increasing demobilising pressure (p. 183) (cf. Gamson 1990; Davenport 2015; Demirel-Pegg 2017; Zeller 2022)
  • SM organisations have to weigh trade-offs between demonstration strategies and direct action strategies (p. 184) (cf. Ganz 2010)
  • Property of inertia: initial conditions surrounding mobilisation powerfully influence on subsequent movement trajectories (p. 185) (cf. Polletta and Jasper 2001)

Social movements in/around Germany

  • roster of movement organisations
  • discussion of causes

Social movements in/around Germany

“Those who only know one country, know no country” - Seymour Martin Lipset (inspired by Alexis de Tocqueville)

  • well-known and covered in media and research literature
  • diverse strategies, objectives, and ideological characteristics
  • active in Germany and/or EU

Social movements in/around Germany

Animal Rights Watch (ARIWA),
Anti-Nuclear (Anti-Atomkraft),
Autonome (leftist),
Demos für Alle (anti-gender),
Extinction Rebellion (XR, climate),
Federation of Antifascists (VVN-BdA),
Fridays for Future (FFF, climate),
Identitarian (ethno-pluralism),
Letzte Generation (LG, climate),
‘Ohne mich’ Bewegung (peace movement),
PEGIDA (ethno-pluralism),
Reichsbürgerbewegung (sovereigntist),
Querdenken 711 (anti-vaccination/lockdown),
Sozialistischer Deutscher Studentenbund (leftist, 68ers),
Squatters movement (leftist, housing),
Vier Pfoten (animal rights)

Animal Rights Watch (ARIWA)

  • Issue: animal rights
  • Active: 2004-present
  • Membership: small, but professionalised
  • Repertoire of actions: demonstrations, lobbying, awareness-raising

Anti-Atomkraft

  • Issue: nuclear energy
  • Active: 1950s-2000s
  • Membership: large
  • Repertoire of actions: demonstrations, lobbying, party-building and electioneering

Autonome Bewegung

  • Issue: anarchism
  • Active: 1970s-present
  • Membership: large
  • Repertoire of actions: demonstrations (‘black bloc’), squats

Demos für alle

  • Issue: anti-‘gender ideology’
  • Active: 2010s
  • Membership: moderate
  • Repertoire of actions: demonstrations, lobbying, transnational advocacy

Extinction Rebellion

  • Issue: climate change
  • Active: 2010s-present
  • Membership: large
  • Repertoire of actions: demonstrations, disruptive actions, symbolic protest

Federation of Antifascists (VVN-BdA)

Vereinigung der Verfolgten des Naziregimes – Bund der Antifaschistinnen und Antifaschisten

  • Issue: anti-fascism
  • Active: 1947-present
  • Membership: large
  • Repertoire of actions: politics of memory work, transitional justice advocacy, demonstrations

Fridays for Future

  • Issue: climate change
  • Active: 2010s-present
  • Membership: large
  • Repertoire of actions: demonstrations/‘strikes’, disruptive actions, policy processes

Hausbesetzung (Squatters) movement

  • Issue: housing/property usage
  • Active: 1970s-present
  • Membership: small
  • Repertoire of actions: occupations

Identitarians

  • Issue: European ethno-cultural identity
  • Active: 2000s-present
  • Membership: moderate
  • Repertoire of actions: symbolic (social media) protest, demonstrations, transnational

Letzte Generation

  • Issue: climate change
  • Active: 2021-present
  • Membership: moderate, quite professionalised
  • Repertoire of actions: disruptive actions/blockades, symbolic protest, demonstrations

‘Ohne mich’/Peace movement

  • Issue: peace, stopping armed conflict
  • Active: 1950s-present
  • Membership: moderate (many eras)
  • Repertoire of actions: demonstrations, awareness-raising, electioneering

PEGIDA

  • Issue: German ethno-cultural identity
  • Active: 2014-2024
  • Membership: moderate
  • Repertoire of actions: demonstrations

Reichsbürgerbewegung

  • Issue: state legitimacy, sovereignty
  • Active: (significantly since) 2010s-present
  • Membership: large
  • Repertoire of actions: civil disobedience, political violence

Querdenken 711

  • Issue: COVID-19 policy
  • Active: 2020-2022
  • Membership: moderate
  • Repertoire of actions: civil disobedience, demonstrations, symbolic protest

Sozialistischer Deutscher Studentenbund

  • Issue: promote anti-authoritarian socialism
  • Active: 1946-1970
  • Membership: large
  • Repertoire of actions: demonstrations, disruptive actions, electioneering, subversion

Vier Pfoten

  • Issue: animal rights
  • Active: 1988-present
  • Membership: small, professionalised
  • Repertoire of actions: animal rescue, awareness-raising

Any questions, concerns, feedback for this class?

Anonymous feedback here: https://forms.gle/AjHt6fcnwZxkSg4X8

Alternatively, please send me an email: m.zeller@lmu.de

References

Adcock, Robert, and David Collier. 2001. “Measurement Validity: A Shared Standard for Qualitative and Quantitative Research.” American Political Science Review 95 (3): 529–46. https://doi.org/10.1017/S0003055401003100.
Boudreau, Vincent. 1996. “Northern Theory, Southern Protest: Opportunity Structure Analysis in Cross-National Perspective.” Mobilization 1 (2): 175–89.
Davenport, Christian. 2015. How Social Movements Die. Cambridge: Cambridge University Press. https://doi.org/10.1017/cbo9781139649728.
Demirel-Pegg, Tijen. 2017. “The Dynamics of the Demobilization of the Protest Campaign in Assam.” International Interactions 43 (2): 175–216. https://doi.org/10.1080/03050629.2016.1128430.
Gamson, William A. 1990. The Strategy of Social Protest. Belmont: Wadsworth Publishing.
Ganz, Marshall. 2010. Why David Sometimes Wins: Leadership, Organization, and Strategy in the California Farm Worker Movement. Oxford: Oxford University Press.
Gerring, John. 2007. Case Study Research: Principles and Practices. Cambridge: Cambridge University Press.
Guzman-Concha, Cesar. 2015. “Radical Social Movements in Western Europe: A Configurational Analysis.” Social Movement Studies 14 (6): 668–91. https://doi.org/10.1080/14742837.2014.998644.
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Kitschelt, Herbert P. 1986. “Political Opportunity Structures and Political Protest: Anti-Nuclear Movements in Four Democracies.” British Journal of Political Science 16 (1): 57–85.
Koopmans, Ruud, and Susan Olzak. 2004. “Discursive Opportunities and the Evolution of Right-Wing Violence in Germany.” American Journal of Sociology 110 (1): 198–230. https://doi.org/10.1086/386271.
McAdam, Doug. 1982. Political Process and the Development of Black Insurgency, 1930-1970. Chicago: University of Chicago Press.
Piazza, James A. 2017. “The Determinants of Domestic Right-Wing Terrorism in the USA: Economic Grievance, Societal Change and Political Resentment.” Conflict Management and Peace Science 34 (1): 52–80. https://doi.org/10.1177/0738894215570429.
Piven, Francis Fox, and Richard A Cloward. 1979. Poor People’s Movements. New York: Vintage Books.
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van Stekelenburg, Jacquelien, and Bert Klandermans. 2013. “The Social Psychology of Protest.” Current Sociology Review 61 (5-6): 886–905. https://doi.org/10.1177/0011392113479314.
Williamson, Vanessa, Kris Stella Trump, and Katherine Levine Einstein. 2018. “Black Lives Matter: Evidence That Police-Caused Deaths Predict Protest Activity.” Perspectives on Politics 16 (2): 400–415. https://doi.org/10.1017/S1537592717004273.
Zeller, Michael C. 2022. “Demobilising Far-Right Demonstration Campaigns: Coercive Counter-Mobilisation, State Social Control, and the Demobilisation of the Hess Gedenkmarsch Campaign.” Social Movement Studies 21 (3): 372–90. https://doi.org/10.1080/14742837.2021.1889493.